PHLX Options Fees

Public Customer Broker-Dealer Firm Joint Back Office Away MM Professional
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Liquidity
Multi-Listed Equity, ETF and Index Options
Penny Pilot4,5 USD 0.00 USD 0.00 USD 0.48 USD 0.48 USD 0.48 USD 0.48 USD 0.48 USD 0.48 USD 0.48 USD 0.48 USD 0.48 USD 0.48
SPY4 USD 0.41 USD 0.00 USD 0.48 USD 0.00 USD 0.48 USD 0.00 USD 0.48 USD 0.00 USD 0.48 USD 0.00 USD 0.48 USD 0.00
NDX3 USD 0.25 USD 0.25 USD 0.75 USD 0.75 USD 0.75 USD 0.75 USD 0.75 USD 0.75 USD 0.75 USD 0.75 USD 0.75 USD 0.75
Non Penny Pilot4 USD 0.00 USD 0.00 USD 0.75 USD 0.75 USD 0.75 USD 0.75 USD 0.75 USD 0.75 USD 0.75 USD 0.75 USD 0.75 USD 0.75
PHLX Singly Listed Equity, ETF and Index Options
All 1
USD 0.40 USD 0.40 USD 0.75 USD 0.75 USD 0.75 USD 0.75 USD 0.75 USD 0.75 USD 0.75 USD 0.75 USD 0.75 USD 0.75
FX Options2
FX Options 2 USD 0.00 USD 0.00 USD 0.50 USD 0.50 USD 0.50 USD 0.50 USD 0.50 USD 0.50 USD 0.50 USD 0.50 USD 0.50 USD 0.50
Index/ETF Surcharge
NDX3 USD 0.25 USD 0.25 USD 0.25 USD 0.25 USD 0.25 USD 0.25 USD 0.25 USD 0.25 USD 0.25 USD 0.25 USD 0.25 USD 0.25
BKX USD 0.00 USD 0.00 USD 0.10 USD 0.10 USD 0.10 USD 0.10 USD 0.10 USD 0.10 USD 0.10 USD 0.10 USD 0.10 USD 0.10

Notes:

  1. A list of underlying products can be found on the PHLX's website at http://www.nasdaqtrader.com.
  2. All Complex Orders are charged a Surcharge of USD 0.25 * Quantity.
  3. A surcharge of USD 0.25 per contract will be assessed to Non-Customers. A surcharge of USD 0.25 per contract will be assessed to all Customer Complex executions. A surcharge of USD 0.50 per contract will be assessed to all Non-Customer complex executions. A surcharge of USD 0.25 per contract will be assessed to all market participants for simple and complex executions with a premium price of USD 25.00 or greater. Multiple Surcharges can be charged on the same execution.
  4. The Exchange will assess a stock handling fee of USD 0.0010 per share (capped at USD 50 per trade) for the stock leg of stock-option orders executed against other stock-option orders in the Complex Order Book.
  5. A USD 0.12 per contract surcharge will be assessed to electronic Complex orders that remove liquidity from the Complex Order Book and auctions, excluding PIXL, in Penny Symbols.

Pursuant to Part 7.8A of the Corporations Act 2001, Interactive Brokers Australia Pty. Ltd. has prepared the following target market determinations relating to certain financial products for which it is deemed to be the issuer. Our Target Market Determinations are located here: Target Market Determinations.

Product Disclosure Statements are also available for each of these products. If applicable, you should carefully consider these Disclosures in deciding whether to acquire, or to continue to hold, the relevant financial product.