Disclosures
Forms and Disclosures
Disclosures
Regulatory Notices and Risk Disclosures
Please review the following disclosures carefully, as they contain important information regarding your Interactive Brokers account.
| After-Hours Trading Risk Disclosure | Download |
| Arbitration Agreement (Futures) | Download |
| Canadian Client Complaint Resolution Process | Download |
| Canadian Client Consent of Electronic Delivery | Download |
| Canadian Client Relationship Disclosure Information | Download |
| Canadian Introducing Broker Client Relationship Disclosure Info | Download |
| Canadian Investment Funds Custodian Disclosure | Download |
| Canadian Notice of CRA Rules, Carrying on a Business in a TFSA | Download |
| Canadian Pro FA Client Relationship Disclosure Information | Download |
| Canadian Risk Disclosure, Uncovered Put Options in RRSP or TFSA | Download |
| Canadian Statement on AML, Anti-Terrorist Financing, Sanctions | Download |
| Canadian Conflicts of Interest Statement | Download |
| Canadian Investor Protection Fund (CIPF) Brochure | Download |
| Canadian Shareholders Communication Instruction Form | Download |
| Certain U.S. Options Disclosures | Download |
| Certification Regarding Correspondent Accounts for Foreign Banks | Download |
| CFTC Risk Disclosure Statement – Appendix A to Rule 1.55 | Download |
| CFTC Risk Disclosure Statement – Rule 1.55(b) | Download |
| CFTC Rule 15.05 Notice to Non-U.S. Traders | Download |
| China Connect Consent Agreement | Download |
| Customer Consent to Receive Mutual Fund Information Electronically | Download |
| Day Trading Risk Disclosure Statement | Download |
| Disclosure Concerning Auto Trading Service Providers | Link |
| Disclosure of Risks of Margin Trading | Download |
| Disclosure of Risks of Trading Cryptocurrency Futures And Options | Download |
| Disclosure Regarding IB's Business Continuity Plan | Download |
| Disclosure Regarding IB's Procedures for Allocating Canadian Equity Option Exercise Notices | Download |
| Disclosure Regarding IB's Procedures for Allocating Equity Option Exercise Notices | Download |
| Disclosure Regarding Interactive Brokers Pre-Borrow Program | Download |
| Disclosure Regarding Trading of Certificates of Deposit | Download |
| Disclosure Regarding Use of the Impact Dashboard and Impact App | Download |
| Discretionary Trading Authorization for clients of Independent Financial Advisors under a 3-Tier Structure | Download |
| Discretionary Trading Authorization for clients of Independent Financial Advisors | Download |
| Electronic Commerce Directive Notice for Dutch Clients | Download |
| EMIR Notice | Link |
| EMIR Overview | Link |
| Euronext LIFFE Risk Disclosure | Download |
| FINRA Investor Protection Information Resources | Link |
| FINRA Rule 4340 – Callable Securities | Download |
| FINRA/NFA Standardized Risk Disclosure Statement for Security Futures Contracts | Download |
| French Risk Disclosures | Download |
| Futures on Virtual Currencies Including Bitcoin | Download |
| Hong Kong IB-HK Acknowledgements (for residents of Hong Kong) | Download |
| Hong Kong Risk Disclosure | Download |
| Hong Kong Bond Risk Disclosure Statement | Download |
| How IIROC Protects Investors Brochure | Download |
| Stock Stop Order Disclosure | Download |
| IIROC Risk Disclosure Statement | Download |
| Important Characteristics and Risks of Participating in Interactive Brokers LLC's Fully-Paid Securities Lending Program | Download |
| Interactive Brokers APAC Order Routing Disclosure | Download |
| Interactive Brokers Group Privacy Policy | Download |
| Interactive Brokers Group – Australia Best Execution Policy | Download |
| Interactive Brokers Australia Complaint Policy | Link |
| Interactive Brokers Australia Pty Ltd Disclosure of Risks of Margin Trading | Download |
| Interactive Brokers Australia Pty Ltd Contracts for Difference Product Disclosure Statement | Download |
| Interactive Brokers Australia Pty Ltd Exchange Traded Options Product Disclosure Statement | Download |
| Interactive Brokers Australia Pty Ltd Financial Services Guide | Download |
| Interactive Brokers Australia Pty Ltd Futures and Futures Options Product Disclosure Statement | Download |
| Interactive Brokers Australia Pty Ltd Internal Dispute Resolution Process | Download |
| Interactive Brokers Australia Pty Ltd Margin Lending Facility Product Disclosure Statement | Download |
| Interactive Brokers Australia Pty Ltd Privacy Policy | Download |
| Interactive Brokers Australia Pty Ltd Spot Foreign Exchange Product Disclosure Statement | Download |
| Interactive Brokers Australia Pty Ltd Stock Yield Enhancement Program Derivatives Disclosure | Download |
| Interactive Brokers Canada Inc. BCP Disclosure | Download |
| Interactive Brokers Disclosure Regarding Automatic Currency Conversion Feature of Impact App Accounts | Download |
| Interactive Brokers Hong Kong Limited Client Money Standing Authority | Download |
| Interactive Brokers Hong Kong Limited Client Securities Standing Authority | Download |
| Interactive Brokers Hong Kong Ltd.Disclosure of Risks of Algorithmic Trading | Download |
| Interactive Brokers Hong Kong Limited Disclosure of Risks Of Margin Trading | Download |
| Interactive Brokers LLC Firm Specific Disclosure Document pursuant to CFTC Rule 1.55(k) and NFA Rule 2-36(n) | Download |
| Interactive Brokers LLC General Disclosure on Mutual Funds | Download |
| Interactive Brokers Negative Contract Prices Risk Disclosure | Download |
| Interactive Brokers Disclosure Regarding the IMPACT Application's and IMPACT Dashboard's Carbon Credit Offset Feature | Download |
| Interactive Brokers Risk Disclosure for Bond Trading | Download |
| Interactive Brokers (U.K.) Limited – IMPACT Application Incentive Programme Terms and Condition | Download |
| Interactive Brokers (U.K) Limited – Modern Slavery Statement | Download |
| Interactive Brokers (U.K.) Limited Professional Client Notification – Per Se Professional | Download |
| Interactive Brokers (U.K.) Limited Professional Client Notification – Elective professional | Download |
| Interactive Brokers (U.K.) Limited Order Execution Policy | Link |
| Interactive Brokers (U.K.) Limited Pillar 3 Disclosures | Download |
| Interactive Brokers (U.K) Limited Summary of the Conflicts of Interest Policy | Link |
| Japanese Risk Disclosure | Download |
| Making a Complaint – A Guide for Investors Brochure (Part 1 of 2) | Download |
| How Can I Get My Money Back-A Guide for Investors Brochure (Part 2 of 2) | Download |
| Municipal Risk Disclosure | Download |
| Notice of Clearing Arrangement for IB Canada Customers | Download |
| Notice of Execution and Clearing Agreement and Description of Contractual Relationship Between Interactive Brokers (U.K.) Limited and IBKR LLC | Download |
| Notice to Clients of Interactive Brokers Australia Pty Ltd of Persons Holding Financial Products | Download |
| Notice Regarding NFA's BASIC System | Download |
| Notice Regarding Pre-Arranged Trading On U.S. Futures Exchanges | Download |
| Notice Regarding USA PATRIOT Act Section 311 | Download |
| Notice to Australian Clients from Interactive Brokers LLC of Persons Holding Financial Products | Download |
| OCC Risk Disclosure | Download |
| Canadian Order Handling Disclosure | Download |
| Opening Your Retail Account brochure | Download |
| Order Routing and Payment for Order Flow | Download |
| Penny Stock Trading Risk Disclosure | Download |
| People's Republic of China Resident PIPL Acknowledgement | Download |
| Portfolio Margin Disclosure | Download |
| Pricing Disclosure under the European Market Infrastructure Regulation ("EMIR") | Download |
| Professional Client Notification for Direct Carried-Clients of Interactive Brokers (U.K.) Limited | Download |
| Quebec Day Trading Risk Disclosure | Download |
| Recertification Regarding Corresponding Accounts for Foreign Banks | Download |
| Retail Client Notification for Direct Carried-Clients of Interactive Brokers (U.K.) Limited | Download |
| Risk Disclosure and Supplemental Agreement for Security Futures Trading at Interactive Brokers | Download |
| Risk Disclosure Regarding Leverage and Inverse Funds and Volatility-Linked Products | Download |
| Risk Disclosure Statement For Forex and Multi-Currency Accounts | Download |
| Risk Disclosure Statement for Trading CFDs and Foreign Currencies with Interactive Brokers (U.K.) for Professional Clients | Download |
| Risk Disclosure Statement for Trading CFDs and Foreign Currencies with Interactive Brokers (U.K.) for Retail Clients | Download |
| Risk Disclosure Regarding Leverage and Inverse Funds and Volatility-Linked Products | Download |
| Risk Disclosure Statement for Trading OTC Metal Futures with Interactive Brokers (U.K.) Limited ("IB UK") | Download |
| Risk Disclosure Statement for Trading OTC Precious Metals with Interactive Brokers (U.K.) Limited ("IB UK") | Download |
| Risk Disclosure To Singapore-Based Customers Regarding Futures Contracts Or Leveraged Foreign Exchange Contracts Cleared At CME | Download |
| Risks of Trading Equity Options and Terms and Conditions for Trading Equity Options | Link |
| Shortened (T+1) Settlement for Stock Purchases | Link |
| Singapore Risk Disclosure | Download |
| Spousal Consent Form | Download |
| Strip Bond Disclosure (English) | Download |
| Swiss Bankers Association Special Risks in Securities Trading | Download |
| Trustee Certification | Download |
| Unclaimed property notice for British Columbia Residents | Link |
| Understand the Risks of Virtual Currency Trading | Download |
| UK Tax Strategy | Download |
* IBKR is required to amend the Customer Agreement by adding and deleting certain provisions required by one or more of the Securities and Futures Commission ("SFC"), Hong Kong Exchanges and Clearing Limited ("HKEx"), Hong Kong Futures Exchange ("HKFE"), The Stock Exchange of Hong Kong Limited ("SEHK") or their respective clearing houses, and these amendments appear in the Hong Kong Regulations Agreement (the "HK Additional Provisions").